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Litigation Release No. 25510 / September 16, 2022 Securities and Exchange Commission v. Nutra Pharma Corp. et al, No. 1:18-cv-5459 (E.D.N.Y filed September 28, 2018) On August 31,…
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The Securities and Exchange Commission today filed a settled action against registered representative and investment adviser representative John P. Mendes and former corporate insider Andre Dabbaghian, charging…
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Litigation Release No. 25514 / September 21, 2022 Securities and Exchange Commission v. Manhattan Transfer Registrar Company and John C. Ahearn, No. 9:22-cv-81457 (S.D. Fla. filed September 20, 2022) …
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Lit. Release No. 25516 / September 22, 2022 Securities and Exchange Commission v. Michael Weiss, No. 1:22-cv-08064 (S.D.N.Y. filed September 21, 2022) The Securities and Exchange…
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On September 22, 2022, the Securities and Exchange Commission filed charges against the former Chief Executive Officer of Spyr, Inc., James R. Thompson, the company's former Chief Financial Officer, Barry D.…
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Litigation Release No. 25520 / September 23, 2022 Securities and Exchange Commission v. Morningview Financial, LLC and Miles M. Riccio, et al., 1:22-cv-08142 (S.D.N.Y. filed Sept. 23, 2022) …
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Litigation Release No. 25523 / September 26, 2022 Securities and Exchange Commission v. Timothy Barton, et al., No. 3:22-cv-2118 (N.D. Tex. filed September 23, 2022) The Securities and…
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On August 30, 2022, the United States District Court for the Eastern District of Pennsylvania entered final judgments against Damilare Sonoiki, a former investment banking analyst, and Mark Wayne Ramsey, who was a…
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The Securities and Exchange Commission yesterday charged Peter L. Coker Sr., Peter L. Coker Jr., and James T. Patten for their roles in orchestrating fraudulent manipulative securities trading schemes. These…
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The Securities and Exchange Commission today charged four individuals with running microcap fraud schemes targeting retail investors. The defendants were variously involved in different parts of fraudulent…
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The Securities and Exchange Commission announced charges against Charles Parrino for his role in a market manipulation scheme in which he and several other individuals created false rumors about public companies…
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Litigation Release No. 25531 / September 28, 2022 Securities and Exchange Commission v. Pebblekick, Inc., Donald Shiroishi, and Nancy Williams, No. 2:22-cv-06984 (C.D. Cal. filed September 27, 2022) …
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